The Institute has developed compliance programs in line with changes to ASIC Compliance under Regulatory Guidance 146 (RG146).
The development of various Tier 2 and Tier 1 programs to allow companies to meet their Australian Financial Services Licence (AFSL) obligations has been the backbone of the Institute over the past years.
In order to meet the diverse needs of companies in the insurance and financial services industries, the Institute can develop compliance programs for companies or review Tier 2 and Tier 1 programs developed by insurance companies to ensure its compliance with the requirements of RG146 and the regulatory requirements of ASIC.
To help you determine the compliance requirements for your advisers, you will need to answer both of the following questions:
Once you have established the right compliance for you, you can then choose from the compliance courses availiable.
Whilst delivery of the program still remains with the company, the Institute undertakes the issue of the compliance certification via a Registered Training Organisation (RTO) Agreement.
To find out more about how the Institute can help you keep your staff compliant, email our Client Solutions team or contact them here.