Compliance Upgrade and Bridging Modules enable students to upgrade from Tier 2 compliance to Tier 1 compliance and to cross between Tier 1 General Insurance compliance and Tier 1 Insurance Broking compliance. The modules also provide credit for specific award course modules and a resulting pathway into a certificate or diploma qualification.

Compliance Upgrade and Bridging Modules
Upgrade/ Bridging Unit	Pre-Requisite	Compliance Level Obtained	Delivery Method	Assessment	Gives Credit Into
FSI 011 Providing Personal Accident and Sickness Insurance Advice	Tier 2 General Insurance compliance	Partial completion of Tier 1 GI Personal Accident and Sickness compliance FSI 402 Insurance Law and Regulation must also be completed for full compliance	• Self paced module • Open study period with 6 weeks to complete	• Completion of a case study based assignment	FSI 401 Serving the Customer in the Certificate IV in Financial Services - General Insurance
FSI 012 General Insurance Personal Accident and Sickness (PAS) Knowledge for Brokers	Tier 1 Insurance Broking compliance	Tier 1 General Insurance Personal Accident and Sickness compliance.	• Self paced module • Open study period with 6 weeks to complete	• Completion of a case study based assignment	FSI 401 Serving the Customer in the Certificate IV in Financial Services – General Insurance.
FSB011 Providing Insurance Advice for Broking Clients	Tier 1 General Insurance Personal Accident and Sickness	Tier 1 Insurance Broking	• Self paced module • Open study period with 6 weeks to complet	• Completion of a case study based assignment	FSB 501 Providing Customer Advice in the Diploma of Financial Services (Insurance Broking).
FSB012 Identifying and Advising on Insurance Risk Changes	Tier 1 Insurance Broking compliance from another Registered Training Organisation	Not applicable, compliance already obtained. Module is for credit purposes only.	• Self paced module • Open study period with 6 weeks to complete.	• Completion of a case study based assignment	Provides credit for FSB501 Providing Broking Advice and for FSB502 Insurance Law and Regulation for Brokers in the Diploma of Financial Services (Insurance Broking).