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The Institute » Education » Compliance » Compliance Courses

Compliance Courses

The following charts outlines all of the Institute's compliance courses for general insurance, life insurance, insurance broking and financial planning.

Compliance Courses: General Insurance, Life Insurance and Insurance Broking
Course/Module	Compliance level obtained	Delivery Method	Assessment
FSI 010 Tier 2 General Insurance Compliance	Tier 2 General Insurance	• Corporate workshops • Online	Online examination and workplace skills observation
FSI 010 Tier 2 General Insurance Compliance (Broking Stream)	Tier 2 General Insurance	• Corporate workshops • Online	Online examination and workplace skills observation
FSI 401 Serving the Customer, and FSI402 Insurance Law and Regulation	Tier 1 General Insurance Personal Accident and Sickness	• Distance Learning • Branch and corporate workshops • FSI401 & FSI402 available online via InSITE Qualifications	Examination and assignment for each module
FSB500 Tier 1 Insurance Broking Compliance	Tier 1 Insurance Broking	• Distance Learning • Compliance in just 7 weeks	Assignment and online examination
FSB 501 Providing Customer Advice, and FSB 502 Insurance Law and Regulation for Brokers	Tier 1 Insurance Broking	• Distance Learning • Branch and corporate workshops	Examination and assignment for each module
FSL500 Tier 1 Life Insurance Compliance	Tier 1 Life Insurance	• Distance Learning • Compliance in just 7 weeks	Assignment and online examination
FSL 501 Serving the Life Insurance and Superannuation Customer, and FSL 502 Life Insurance and Superannuation Law and Regulation	Tier 1 Life Insurance and Superannuation	• Distance Learning	Examination and assignment for each module

Financial Planning

Completion of all four modules from the Diploma of Financial Serives (Financial Planning) will provide ASIC RG 146 compliance in financial planning, managed investments, derivatives, securities, life insurance and superannuation.

Financial Planning Diploma
Modules Required Compliance Level Obtained Delivery Method Assessment
FSP 501 Financial Planning Practice
FSP 502 Planning for Risk and Retirement
FSP 503 Investment Planning
FSP 504 Providing Financial Planning Advice Tier 1 Financial Planning
Tier 1 Life Insurance and Superannuation
Tier 1 Managed Investments, Derivatives and Securities • Distance Learning
• FSP 501 is available online via InSITE Qualifications Examination and assignment for each module

Compliance delivery methods