Compliance Courses The Institute offers a variety of ASIC RG146 compliance solutions for financial services professionals. Select a course from the list below to find out more. General Insurance Tier 1 Personal Accident and Sickness (General Insurance) Compliance Provides comprehensive coverage of the skills and knowledge required for ASIC Tier 1 Compliance for Personal Accident and Sickness Insurance. Tier 2 General Insurance Compliance - General Advice A requirement for anyone providing general advice to retail clients about general insurance products and services (other than personal accident and sickness). Tier 2 General Insurance Compliance - Personal and General Advice A requirement for anyone providing personal advice (including general advice) to retail clients about general insurance products and services (other than personal accident and sickness). Insurance Broking Providing Advice in Insurance Broking (Accelerated Compliance) Get your Tier 1 Insurance Broking compliance in under seven weeks. This course provides all the knowledge and skill requirements of RG 146 that will have brokers giving advice faster than ever. Life Insurance Providing Advice in Life Insurance (Accelerated Compliance) Get your Tier 1 Life Insurance compliance in under seven weeks. This course provides all the knowledge and skill requirements of RG 146 that will have life insurance professionals giving advice faster than ever. Financial Planning Financial Planning (Accelerated Compliance) Provides comprehensive coverage of the skills and knowledge required for ASIC RG 146 Financial Planning compliance.
Managed Investments (Accelerated Compliance) For students that have already obtained ASIC RG 146 Financial Planning compliance, this course provides comprehensive coverage of the skills and knowledge required for ASIC RG 146 Managed Investments compliance. Securities (Accelerated Compliance) For students that have already obtained ASIC RG 146 Financial Planning compliance, this course provides comprehensive coverage of the skills and knowledge required for ASIC RG 146 Securities compliance.
Derivatives (Accelerated Compliance) For students that have already obtained ASIC RG 146 Financial Planning compliance, this course provides comprehensive coverage of the skills and knowledge required for ASIC RG 146 Derivatives compliance.
Superannuation (Accelerated Compliance) For students that have already obtained ASIC RG 146 Financial Planning compliance, this course provides comprehensive coverage of the skills and knowledge required for ASIC RG 146 Superannuation compliance.
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