Compliance Courses
The Institute offers a variety of ASIC RG146 compliance solutions for financial services professionals. Select a course from the list below to find out more.
General Insurance
Tier 1 Personal Accident and Sickness (General Insurance) Compliance
Provides comprehensive coverage of the skills and knowledge required for ASIC Tier 1 Compliance for Personal Accident and Sickness Insurance.
Tier 2 General Insurance Compliance - General Advice
A requirement for anyone providing general advice to retail clients about general insurance products and services (other than personal accident and sickness).
Tier 2 General Insurance Compliance - Personal and General Advice
A requirement for anyone providing personal advice (including general advice) to retail clients about general insurance products and services (other than personal accident and sickness).
Providing Personal Accident and Sickness Insurance Advice
By completing this bridging course and you will create a pathway into the Institute's Certificate IV in General Insurance.
Insurance Broking
Providing Advice in Insurance Broking (Accelerated Compliance)
Get your Tier 1 Insurance Broking compliance in under seven weeks. This course provides all the knowledge and skill requirements of RG 146 that will have brokers giving advice faster than ever.
Life Insurance
Providing Advice in Life Insurance (Accelerated Compliance)
Get your Tier 1 Life Insurance compliance in under seven weeks. This course provides all the knowledge and skill requirements of RG 146 that will have life insurance professionals giving advice faster than ever.
Financial Planning
Financial Planning Compliance
Get your ASIC Financial Planning compliance in just twelve weeks. This course provides all the knowledge and skill requirements of RG 146 that will have financial planning professionals giving advice faster than ever.
Managed Investments (Accelerated Compliance)
Get your ASIC Managed Investments compliance in just seven weeks. This course provides all the knowledge and skill requirements of RG 146 that will have financial planning professionals giving advice faster than ever.
Note: Financial Planning Compliance is a pre requisite to this module.
Securities (Accelerated Compliance)
Get your ASIC Securities compliance in just seven weeks. This course provides all the knowledge and skill requirements of RG 146 that will have financial planning professionals giving advice faster than ever.
Note: Financial Planning Compliance is a pre requisite to this module.
Superannuation & Retirement Planning Compliance (Accelerated Compliance)
Get your ASIC Superannuation compliance in just seven weeks. This course provides all the knowledge and skill requirements of RG 146 that will have financial planning professionals giving advice faster than ever.
Note: Financial Planning Compliance is a pre requisite to this module.